What is an AFSL?

ASIC is an independent Australian government body that acts to enforce and regulate company and financial services law to protect Australian consumers, investors and creditors.

In order to obtain an AFSL, businesses must provide evidence that they are competent to carry out their business operations, have sufficient financial resources and comply with nationally set standards for training, insurance and dispute resolution.

An AFSL provides clients with the peace of mind that the holder is regulated in one of the worlds most stringent rule based financial services sector, by an aggressive and powerful government organisation, ASIC.

Client Money

ASIC is an independent Australian government body that acts to enforce and regulate company and financial services law to protect Australian consumers, investors and creditors.

In order to obtain an AFSL, businesses must provide evidence that they are competent to carry out their business operations, have sufficient financial resources and comply with nationally set standards for training, insurance and dispute resolution.

An AFSL provides clients with the peace of mind that the holder is regulated in one of the worlds most stringent rule based financial services sector, by an aggressive and powerful government organisation, ASIC.

Client Money

For more information please refer to the Client Moneys section of the Product Disclosure Statement.